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A Novel Strategy for Conservative Management of External Auditory Canal Cholesteatoma: Employing 5-Fluorouracil in Ambulatory Care for Select Patients

Archives of Otorhinolaryngology-Head & Neck Surgery. 2023;7(1):4
DOI: 10.24983/scitemed.aohns.2022.00172
Article Type: Original Article

Abstract

Objective: This research illuminated the exploration of an alternative path in the therapeutic landscape of cholesteatoma, an abnormal growth in the ear that commonly necessitates surgical resolution. This study was motivated by the reality that not every patient is inclined, or has the capacity, to pursue surgical intervention due to personal reservations or geographic limitations. Consequently, our study highlights the utilization of 5-fluorouracil (5-FU), a compound acclaimed for its efficacy in oncology chemotherapy, as a potential substitute for invasive measures in cholesteatoma treatment. The main objective was to critically examine the non-invasive approach to managing cholesteatoma through 5-FU administration in ambulatory care environments.
Methods: This investigation was built upon a case series study, meticulously assessing the clinical outcomes of patients who underwent treatment for cholesteatoma in an ambulatory care facility. Between November 2007 and November 2020, 15 ears of 14 patients were evaluated for cholesteatoma in the external auditory canal, attic area, or previously operated mastoid cavity. After thorough ear cleaning and debris extraction, the obtained tissues were examined pathologically. The treatment regimen consisted of a monthly application of roughly 0.3 mg of 5% 5-FU cream (Kyowa Kirin) to the afflicted region. The efficacy of this therapy was gauged after a one-month duration using Takahashi's criteria, with the cholesteatoma's status meticulously documented monthly.
Results: Fourteen patients were monitored (average age of 78 years; 71% female) at our ambulatory facility for cholesteatoma diagnosis. Left ear cholesteatoma was diagnosed in nine patients (60%), right ear in four (27%), and bilateral in one (13%). Reported symptoms included hearing impairment (33%), otorrhea and otalgia (17% each), ear fullness (13%), ear discomfort (11%), and bleeding (6%). The cholesteatoma's location was distributed as follows: external auditory canal (67%), attic (20%), and mastoid cavities (13%). Clinical observations revealed 87% of patients with epithelial debris, and 13% with granulation and epithelial debris. Pathological examinations confirmed the diagnosis of cholesteatoma. No surgical interventions were performed. The clinical appraisals revealed 87% positive results, 13% satisfactory outcomes, and no cases of poor outcomes.
Conclusion: Our findings advocate the feasibility of conservative, non-surgical cholesteatoma treatment with topical 5-FU cream within an ambulatory care framework. This approach might serve as an effective alternative for certain patient demographics, including the elderly and individuals residing in remote areas where access to specialized medical services is limited. The adoption of such a treatment modality could potentially enhance cholesteatoma management, leading to improved quality of life for patients.

Keywords

  • Alternative; ambulatory; cholesteatoma; conservative; non-surgical; outpatient treatment; 5-fluorouracil

Introduction

Patients presenting with cholesteatoma frequently report symptoms such as otorrhea, otalgia, and ear fullness [1]. Distinguishing cholesteatoma from cerumen or other debris solely based on clinical examination can be challenging, except for the presence of distinctive pearly epithelial debris. Consequently, a definitive diagnosis requires pathological examination. Traditionally, the management of cholesteatoma has predominantly occurred in ambulatory care settings, with subsequent referral of patients to hospitals capable of performing surgical interventions. Conservative treatments for cholesteatoma have been considered non-existent [2]. However, we have undertaken an evaluation to ascertain whether patients with limited cholesteatoma confined to the external auditory canal should be directed towards surgical intervention or be placed under conservative 'wait-and-see' surveillance. Moreover, a subset of patients who underwent tympanoplasty several decades ago found themselves devoid of further treatment options, enduring persistent accumulation of debris accompanied by recurrent cholesteatoma. Even in cases where complete removal of cholesteatoma within the external auditory canal was achieved, certain patients experienced recurrences [2].

The antimetabolite 5-fluorouracil (5-FU) has garnered significant utilization as a suppressive agent for countering the abnormal proliferation of carcinoma in diverse cancer chemotherapy settings [3,4]. Within the field of dermatology, 5-FU ointment has demonstrated efficacy in the elimination of primary lesions associated with actinic keratosis [5]. Following the seminal work by Smith et al., which indicated the potential of 5-FU in treating cholesteatoma, subsequent investigations have corroborated its capacity to curtail epithelial proliferation, thereby exhibiting promise against this condition [6,7]. Notably, experiments conducted on chinchillas, wherein cholesteatoma was induced through the application of chemical irritants, have further substantiated the effectiveness of 5-FU [8]. For patients who exhibit reluctance towards surgical interventions or decline such procedures, conservative management at ambulatory care facilities may emerge as a pertinent consideration [9]. In this context, topical 5-FU ointment therapy presents itself as a straightforward and non-invasive treatment option that holds significant potential in terms of patient-friendliness [10]. The direct resolution of cholesteatoma at the ambulatory care level can alleviate the burden experienced by affected individuals.

In this observational investigation, we explored conservative treatment strategies employed for cholesteatoma, with specific emphasis placed on the administration of 5-FU in the context of ambulatory care. The main objective of this study was to evaluate the practicality and effectiveness of 5-FU as a therapeutic agent in the ambulatory setting for cholesteatoma. Through the elucidation of potential advantages and discerning the outcomes associated with this treatment approach, our pursuit aimed to yield a valuable augmentation to the existing corpus of knowledge and propel the comprehension of conservative management choices for cholesteatoma to new heights.

Methods

Study Design
This case series study was conducted at the Department of Otolaryngology - Head and Neck Surgery in Nihon University Matsudo Hospital. It involved an in-depth evaluation of 15 ears from 14 patients who sought treatment for cholesteatoma between November 2007 and November 2020.

Patient Cohort
To ensure the selection of appropriate candidates for this investigation, specific criteria were employed. Patients included in this study displayed cholesteatoma localized within the external auditory canal, attic portion, or previously operated mastoid cavity. By focusing on individuals eligible for treatment at the ambulatory service center, this study maintains a practical approach. The utilization of computed tomography examinations played a crucial role in our evaluation of cholesteatoma extension and the accompanying bone erosion. Notably, prior to commencing any treatment, a thorough cleansing of the affected ears was conducted to ensure debris removal. Moreover, all extracted tissue underwent rigorous pathological examination, ensuring precise and accurate diagnoses.

Treatment Procedure
A targeted approach was employed to evaluate the efficacy of utilizing 5-FU cream as a treatment intervention. Precise application of approximately 0.3 mg of 5% 5-FU cream, sourced from Kyowa Kirin (Tokyo, Japan), was meticulously administered to the specific site of the cholesteatoma. This treatment regimen was carefully administered at least once a month, allowing for an adequate duration to evaluate the success of the intervention.

Evaluation of Treatment Outcomes
To assess the effectiveness of the treatment involving the application of 5-FU cream, we employed efficacy criteria developed by Takahashi et al. This method was specifically designed to evaluate therapeutic outcomes in patients diagnosed with cholesteatoma (Table 1) [11]. This approach allowed us to incorporate a more detailed framework to judge the intervention's success. A "Good" response signifies the total elimination of debris, which remains absent for over one month. A "Fair" response represents a decrease in debris, whereas a "Poor" response implies no observed reduction in debris.

 

 

Follow-up Procedures
For a thorough evaluation of treatment efficacy, we developed a rigorous follow-up protocol characterized by a close monitoring and comprehensive documentation of cholesteatoma progression on a monthly basis. This approach yielded invaluable insights into the intricate dynamics of growth and the enduring effects of the intervention. Additionally, for patients who exhibited no evidence of recurrence, we scheduled follow-up visits at regular intervals of 2-3 months, ensuring a minimum observation period of 6 months. By adhering to this rigorous methodology, we successfully portrayed the treatment's effectiveness.

Results

An extensive evaluation was undertaken on a group of 14 patients (15 ears) who sought medical assistance at our ambulatory healthcare facility, enabling us to obtain a comprehensive understanding of the demographic distribution and diverse range of symptoms associated with cholesteatoma. Table 2 provides a summary of the demographics, clinical manifestations, anatomical locations, and treatment outcomes observed within this specific patient group.

 

 

Demographic Distribution
The age range of the patients included in this study spanned from 67 to 88 years, with an average age of 78 years. This indicates an increased likelihood for the disease to manifest in later life. Notably, a significant majority of approximately 71% of the patients were female, suggesting a potential sex-biased predisposition in the prevalence of the disease within our cohort, warranting further investigation.

The left ear was predominantly affected by cholesteatoma, observed in nine patients, accounting for 60% of the cohort. In contrast, growth in the right ear was observed in only four patients (27%). Bilateral cholesteatoma, a rare occurrence, was identified in a single case, representing 13% of the population.

Symptomatology
The cohort of patients displayed a diverse array of clinical presentations related to cholesteatoma, illustrating substantial variability. Notably, hearing impairment was identified as the predominant symptom reported in 33% of patients. Additionally, otorrhea and otalgia were documented in 17% of patients each. Furthermore, aural fullness was observed in 13% of patients, while discomfort was experienced by 11% of individuals. Hemorrhage, being the least frequent symptom, manifested in 6% of patients.

Anatomical Location of Cholesteatoma
From an anatomical perspective, the cholesteatoma primarily manifested in the external auditory canal, affecting ten ears or 67% of the cases. A smaller number of occurrences were observed in the attic, accounting for three cases or 20%, while two cases or 13% were localized in the previously operated mastoid cavities.

Clinical and Pathological Correlations
According to the clinical diagnosis, a significant proportion of 87% of ears demonstrated the presence of epithelial debris, which is characteristic of cholesteatoma. However, in two ears, a more intricate situation was observed, with the coexistence of granulation alongside epithelial debris, accounting for 13% of the cases. A meticulous pathological examination confirmed the clinical diagnosis, with all specimens unequivocally aligned with cholesteatoma characteristics.

Assessment of Treatment Outcomes
Despite the severity of the cholesteatoma condition, none of the patients opted for surgical intervention. Instead, they underwent a treatment regimen involving 5-FU. The overall prognosis of the patients was encouraging, with 13 out of 15 ears exhibiting a "Good" outcome, characterized by the absence of cholesteatoma debris for a duration exceeding one month [11]. The remaining two ears were classified as "Fair" due to the absence of recurrence following repeated 5-FU therapy over a period of two months. Importantly, none of the ears were categorized as having "poor" treatment outcomes.

Case Reports
We hereby present two illuminating case studies that exemplify the triumphant eradication of cholesteatomas, thus emphasizing the therapeutic efficacy of 5-FU cream within clinical settings.

Our first case revolves around a 72-year-old female patient who reported persistent right otalgia. Initial clinical assessment disclosed the presence of tissue debris within the ear canal (Figure 1A). To comprehensively evaluate the extent of the pathology, computed tomography imaging was employed, which revealed an absence of bone erosion in the external auditory canal or mastoid bone. Furthermore, intact tympanic membrane and middle ear structures confirmed the diagnosis of external auditory canal cholesteatoma (Figure 1B). The collected specimens underwent meticulous pathological examination in accordance with the distinctive features of cholesteatomas. Subsequently, the patient underwent treatment involving the application of topical 5-FU cream. Remarkably, this therapeutic regimen led to the complete eradication of the cholesteatoma, with no recurrence observed during the follow-up period (Figure 1C).

 

Figure 1. This case report showcases the efficacious management of external auditory canal cholesteatoma in a 72-year-old female patient with persistent right otalgia. (A) Initial clinical assessment reveals the presence of tissue debris within the ear canal, indicating the potential pathology. (B) Computed tomography imaging portrays a reassuring absence of bone erosion in both the external auditory canal and mastoid bone. Moreover, the intact tympanic membrane and middle ear structures provide definitive confirmation of external auditory canal cholesteatoma. (C) Through the meticulous application of topical 5-FU cream, the cholesteatoma is completely eradicated, resulting in a remarkable absence of recurrence during the follow-up period.

 

Shifting focus to our second case, an 82-year-old female patient presented with bilateral hearing loss. Examination of the previously operated area of the right ear revealed the presence of tissue debris (Figure 2A). Subsequent computed tomography scanning unveiled a soft tissue image within the previously operated mastoid cavity, indicative of cholesteatoma (Figure 2B). The gathered specimens underwent a rigorous pathological examination that adhered closely to the distinct characteristics associated with cholesteatomas. In response, prompt treatment was initiated utilizing topical 5-FU cream, effectively eliminating the cholesteatoma without any recurrence detected (Figure 2C).

 

Figure 2. In this case study, we present the successful eradication of cholesteatoma in an 82-year-old female patient who initially presented with bilateral hearing loss. (A) Upon examination of the previously operated area in the right ear, the presence of tissue debris is observed, suggesting the possibility of cholesteatoma. (B) Subsequent computed tomography scanning reveals the presence of a soft tissue image within the previously operated mastoid cavity, confirming the diagnosis of cholesteatoma. (C) By employing a treatment approach involving the application of topical 5-FU cream, the cholesteatoma is effectively eliminated without any detected recurrence.

 

These two remarkable cases provide compelling and indisputable evidence, firmly establishing the remarkable potential of topical 5-FU cream as an efficacious and viable treatment modality for external auditory canal cholesteatomas. The resounding success observed in both patients not only highlights the feasibility of this non-surgical approach in achieving complete cholesteatoma removal but also effectively mitigates the risk of recurrence. Moreover, the utilization of 5-FU cream presents a promising and enticing alternative to invasive surgical procedures, effectively minimizing the inherent risks and complications associated with such interventions.

Discussion

Cholesteatoma, a progressive and potentially devastating ear condition characterized by the abnormal growth of keratinized squamous epithelium, has traditionally been managed through surgical intervention. However, recent pioneering efforts have focused on conservative management strategies as a viable alternative, aiming to minimize the invasiveness of treatment while ensuring favorable clinical outcomes. In this context, our institution has embarked on an innovative approach to cholesteatoma treatment, utilizing the antimetabolite 5-FU within an ambulatory care setting, and subsequently evaluating its efficacy and safety.

Our approach to cholesteatoma treatment utilizing 5-FU within an ambulatory care setting demonstrated promising clinical outcomes. By adopting conservative management strategies, we were able to address cholesteatoma primarily localized within the external auditory canal, offering a less invasive alternative to surgical intervention. The efficacy and safety of 5-FU topical cream, as evidenced by the disappearance of cholesteatoma debris in most cases without observed systemic adverse effects, support its utilization in ambulatory care settings. Although our study has inherent limitations, it offers valuable insights into the potential of non-surgical strategies, specifically the utilization of 5-FU, in the management of cholesteatoma.

Contrary to the findings reported by Naim et al. [12], our study revealed that hearing loss emerged as the predominant symptom among the patients in our cohort. Remarkably, many of these individuals exhibited a profusion of epithelial debris closely resembling cerumen within the external auditory canal. Given the advanced age of most of our patients, further investigation is warranted to discern whether this hearing loss is functionally related or directly associated with cholesteatoma.

In our cohort, cholesteatoma primarily localized within the external auditory canal, although we successfully accessed the attic and previously operated mastoid cavities in more advanced cases. Conventionally, surgical intervention has been favored for managing cholesteatoma, especially when extensive bone exposure leads to keratin debris accumulation, periostitis, and erosion of the epithelial tissue [13]. However, in our study, we aimed to explore the potential of ambulatory care management, which offers a less invasive approach to treatment.

Instrumental in our assessment of cholesteatoma extension and associated bone erosion was the use of computed tomography examinations [14]. These imaging techniques aided in identifying cases where cholesteatoma extended into the middle ear, while most of our patient cohort demonstrated localized involvement within the external auditory canal.

The selection of 5-FU as a therapeutic intervention in our study was based on its antimetabolite characteristics. Through its ability to impede DNA synthesis, 5-FU effectively halts cellular growth and triggers cell death in neoplastic cells [3,15]. Beyond its well-documented efficacy against neoplasms, 5-FU has exhibited promising results in the treatment of cholesteatoma [16]. These findings provide further support for the utilization of 5-FU within ambulatory care settings for cholesteatoma management.

To assess the effectiveness of the treatment involving the application of 5-FU cream, we utilized Takahashi's efficacy criteria [11]. This approach allowed us to incorporate a more detailed framework to judge the intervention's success. Following the treatment regimen involving 5-FU, the overall prognosis yielded positive results, with 87% of the ears categorized as 'good' and 13% as 'fair,' thus providing validation for the potential of non-surgical approaches to managing cholesteatoma. Notably, our study demonstrated that all cholesteatoma cases responded effectively to topical 5-FU cream treatment, with no observed systemic adverse effects, thus corroborating the findings of Smith et al. [6].

Compared to conventional anticancer drugs, topical treatments generally present milder systemic side effects. Reports from dermatological applications of 5-FU for malignant tumors have indicated that erythema and erosion are the most commonly reported adverse effects [16]. Recently, the combination of 5-FU with sodium 2-mercaptoethanesulfonate (MESNA), a synthetic sulfur compound that disrupts epithelial disulfide bonds, has shown promise in rat studies for cholesteatoma treatment [17]. Interestingly, MESNA has already been utilized as an adjunct in cholesteatoma surgery [18], thereby suggesting that combined therapy with 5-FU and MESNA may hold potential as a future ambulatory care option.

Study Limitations
While our study offers valuable insights into the potential of non-surgical approaches, such as 5-FU, for cholesteatoma management, it is essential to acknowledge certain limitations in our research. Firstly, the absence of a control group prevents us from directly comparing the outcomes of conservative management with those of surgical intervention. Future studies could incorporate a randomized controlled design to address this limitation and provide more robust evidence regarding the efficacy of 5-FU in an ambulatory care setting.

Furthermore, it is important to note that our study population was limited to a single ambulatory service center, which may introduce biases and limit the generalizability of our findings. To overcome this limitation, multi-center studies involving diverse populations would be beneficial in assessing the broader applicability of our approach. By including different demographic groups and varying levels of disease severity, we can gain a more comprehensive understanding of the effectiveness of 5-FU in managing cholesteatoma across different patient profiles.

Additionally, the advanced age of our study cohort raises questions about the generalizability of our findings to younger patients. Cholesteatoma can affect individuals of all ages, and it is crucial to investigate the effectiveness and safety of conservative management strategies, such as 5-FU, in younger populations. Future research endeavors should aim to include a broader age range to address this important aspect and guide treatment decisions across different age groups.

Despite these limitations, our study sheds light on the potential of non-surgical approaches for cholesteatoma management, specifically using 5-FU in an ambulatory care setting. The favorable outcomes observed in our cohort, coupled with the absence of systemic adverse effects, highlight the promise of this therapeutic strategy. Moving forward, further investigation is warranted to optimize treatment protocols, explore potential combination therapies, and establish standardized guidelines for the use of 5-FU in cholesteatoma management.

Conclusion

Research highlights that topical 5-FU cream may provide significant advantages for susceptible demographics, such as the elderly and those in remote regions with constrained access to specialized healthcare. The findings indicate that this treatment method could serve as an affordable, accessible option, potentially alleviating strain on healthcare resources. Nevertheless, additional studies are required to confirm the lasting safety and effectiveness of 5-FU cream in cholesteatoma management and to identify the ideal parameters for patient selection.

References

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Editorial Information

Publication History

Received date: March 13, 2023
Accepted date: April 25, 2023
Published date: May 23, 2023

Disclosure

The manuscript has not been presented or discussed at any scientific meetings, conferences, or seminars related to the topic of the research.

Ethics Approval and Consent to Participate

The study adheres to the ethical principles outlined in the 1964 Helsinki Declaration and its subsequent revisions, or other equivalent ethical standards that may be applicable. These ethical standards govern the use of human subjects in research and ensure that the study is conducted in an ethical and responsible manner. The researchers have taken extensive care to ensure that the study complies with all ethical standards and guidelines to protect the well-being and privacy of the participants.

Funding

The author(s) of this research wish to declare that the study was conducted without the support of any specific grant from any funding agency in the public, commercial, or not-for-profit sectors. The author(s) conducted the study solely with their own resources, without any external financial assistance. The lack of financial support from external sources does not in any way impact the integrity or quality of the research presented in this article. The author(s) have ensured that the study was conducted according to the highest ethical and scientific standards.

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Department of Neurosurgery and Head and Neck Surgery, School of Dentistry at Matsudo, Nihon University, Matsudo, Japan
Department of Pathology, School of Dentistry at Matsudo, Nihon University, Matsudo, Japan
Department of Pathology, School of Dentistry at Matsudo, Nihon University, Matsudo, Japan
Department of Neurosurgery and Head and Neck Surgery, School of Dentistry at Matsudo, Nihon University, Matsudo, Japan
Department of Neurosurgery and Head and Neck Surgery, School of Dentistry at Matsudo, Nihon University, Matsudo, Japan
Email: niwa.hideo@nihon-u.ac.jp
Address: 2 Chome-870-1 Sakaechonishi, Matsudo, Chiba 271-8587, Japan
Figure 1.jpg
Figure 1. This case report showcases the efficacious management of external auditory canal cholesteatoma in a 72-year-old female patient with persistent right otalgia. (A) Initial clinical assessment reveals the presence of tissue debris within the ear canal, indicating the potential pathology. (B) Computed tomography imaging portrays a reassuring absence of bone erosion in both the external auditory canal and mastoid bone. Moreover, the intact tympanic membrane and middle ear structures provide definitive confirmation of external auditory canal cholesteatoma. (C) Through the meticulous application of topical 5-FU cream, the cholesteatoma is completely eradicated, resulting in a remarkable absence of recurrence during the follow-up period.
Figure 2.jpg
Figure 2. In this case study, we present the successful eradication of cholesteatoma in an 82-year-old female patient who initially presented with bilateral hearing loss. (A) Upon examination of the previously operated area in the right ear, the presence of tissue debris is observed, suggesting the possibility of cholesteatoma. (B) Subsequent computed tomography scanning reveals the presence of a soft tissue image within the previously operated mastoid cavity, confirming the diagnosis of cholesteatoma. (C) By employing a treatment approach involving the application of topical 5-FU cream, the cholesteatoma is effectively eliminated without any detected recurrence.
Table 1.jpgEfficacy Criteria for Assessing Therapeutic Outcomes

Table 2.jpgDemographic Characteristics of Patients

Round 1

Reviewer 1 Comments

  1. The current study endeavors to examine the potential of 5-fluorouracil (5-FU), an antimetabolite conventionally employed in cancer chemotherapy, as a conservative treatment alternative for cholesteatoma. The treatment involves the application of a 5% 5-FU cream to the cholesteatoma once a month, with 15 ears from 14 patients administered and assessed using Takahashi's efficacy criteria. The results obtained from this study illustrate that the employment of conservative management with 5-FU in an outpatient environment is effective, with 87% of ears exhibiting a positive outcome and 13% demonstrating fair results, thus emphasizing the potential of a minimally invasive approach to cholesteatoma management. These findings offer cholesteatoma patients who are hesitant to undergo surgery or have limited cholesteatoma in the ear canal a treatment alternative that can be administered in an outpatient setting. Undoubtedly, the current study constitutes a momentous leap forward in the field of otolaryngology, shedding light on the potential of a conservative approach employing 5-FU as a feasible alternative for cholesteatoma patients. However, despite its significant contributions, the study is constrained by several limitations, precluding its publication in its present state. In light of these limitations, the following concerns have arisen regarding the study's findings and the need for further investigation.
    ResponseWe express our utmost gratitude for your inquiry and now proceed to present the integrated remarks as follows.
     
  2. The Introduction section presents a brief overview of cholesteatoma management and underscores the significance of exploring 5-fluorouracil (5-FU) as a promising treatment option. However, the section falls short of a succinct review of the relevant literature. In addition, the research objectives are not explicitly stated, and the authors' motivation for conducting the study remains unclear, particularly in light of the existing corpus of literature regarding the efficacy of 5-FU for cholesteatoma. Further elaboration and refinement of these aspects could strengthen the article and enhance its scientific impact.
    ResponseIn the realm of dermatology, a noteworthy observation was made regarding the resolution of actinic keratosis, a primary lesion, through the application of 5-FU ointment. This significant finding, documented on page 3, illuminates the potential efficacy of 5-FU in addressing this dermatological condition. Moreover, an insightful study involving chinchillas afflicted with chemically induced cholesteatoma further reinforced the effectiveness of 5-FU. Remarkably, the experiment's outcomes, also detailed on page 3, substantiate the therapeutic benefits of 5-FU in such cases. Based on the aforementioned context, we have thoroughly revised the manuscript.
     
  3. Has prior research or the current study conducted a comprehensive analysis of the optimal administration dosage and duration of 5-FU for the effective management of cholesteatoma? These issues are critical components in the use of 5-FU for cholesteatoma treatment.
    ResponseIn the Method section, we incorporated the following description based on our expertise: A precise application of a thin layer, approximately 0.3 mg in quantity, was administered to the affected area. The therapeutic effects of this treatment were meticulously assessed and conclusively confirmed after a one-month duration.
     
  4. It is essential for the authors to report the duration of the follow-up period, as this is a crucial aspect in assessing the efficacy of the treatment. A sufficient follow-up period allows for the occurrence of significant changes or events, such as recurrence.
    ResponseDuring the initial phase of treatment, the patient underwent regular follow-ups, with a minimum frequency of once a month. Subsequently, if no recurrence occurred, the follow-up appointments were scheduled at intervals of every 2 or 3 months for a minimum duration of 6 months. It is worth mentioning that certain patients, due to the absence of symptoms, did not visit the hospital for over a year. While we appreciate and value your suggestion, it is important to note that our hospital does not perform surgical procedures, which makes it impractical to conduct a comparative analysis between the 5-FU group and patients who underwent standard surgical interventions. Consequently, our conclusion explicitly states that the results solely pertain to our institution, given the nature of the case series study. Moreover, it is noteworthy that in cases where recurrence of the disease occurred, patients were often seen for subsequent consultations.

Reviewer 2 Comments

  1. In this study, the authors have investigated the therapeutic potential of 5-fluorouracil (5-FU), a widely used antimetabolite in cancer chemotherapy, for the management of cholesteatoma in a conservative manner. The intervention entailed applying 5% 5-FU cream to the cholesteatoma at least once per month, and the efficacy was evaluated according to Takahashi's criteria on 15 ears from 14 patients. The results of the study show that the conservative management of cholesteatoma with 5-FU in an outpatient setting is a promising alternative to surgery. Notably, 87% of ears exhibited good results, and 13% exhibited fair results. This outcome implies that patients with cholesteatoma who are hesitant to undergo surgery or have limited cholesteatoma in the ear canal could benefit from conservative management with 5-FU. The findings are encouraging as they suggest the potential for a less invasive approach to managing cholesteatoma that can be administered on an outpatient basis. Whilst the study is not without its limitations, these do not compromise the study's salience and contribution to the current landscape of cholesteatoma management research. However, it is imperative that the identified limitations be remedied through revisions and adjustments to ensure the quality and integrity of the study before its publication can be considered.
    ResponseWe extend our deepest appreciation for your inquiry and diligently incorporated your valuable suggestions into the revised manuscript.
     
  2. The present study, while informative, may be limited in its capacity to represent the wider demographic of cholesteatoma patients. Specifically, the study sample skewed towards patients over 70 years old, potentially impeding the extrapolation of its results to younger populations.
    ResponseWe sincerely appreciate your suggestion, and after conducting a comprehensive review of outpatient records, we found no instances of young patients within our study sample. We acknowledge that this limitation exists and have duly acknowledged it in the Discussions section, clarifying that our findings cannot be extrapolated to younger populations.
     
  3. Secondly, the absence of a comparison or control group makes it challenging to draw conclusive inferences regarding the efficacy of the treatment. A comparative analysis of patients receiving 5-FU versus those undergoing standard surgical procedures would enable a more comprehensive assessment of the treatment's effectiveness. It is imperative to highlight this specific point within the Limitations section of the study.
    ResponseWe deeply appreciate your insightful suggestion. Regrettably, our hospital does not treat surgical patients, which renders us unable to conduct a comparative analysis between the 5-FU group and individuals who underwent standard surgical procedures. Consequently, we have explicitly stated in the conclusion that the findings are restricted to our institution due to the nature of the case series study. We have embraced your suggestion and emphasized this limitation, underscoring that our results are purely observational, aimed at characterizing a specific group of patients and the noninvasive treatment procedure they received.
     
  4. The study has raised several concerns related to potential bias that must be carefully examined. Of particular note is the fact that the sample population consisted solely of patients from a single ambulatory care service located in Matsudo, Japan, which may have introduced selection bias into the findings, potentially limiting their generalizability to other populations. In addition, the lack of detailed information provided regarding the diagnostic methods utilized to identify cholesteatoma raises concerns about information bias and the potential impact on the accuracy and reliability of the study's results. To address these concerns, it is recommended that future studies focus on minimizing potential sources of bias to ensure the validity of their findings. Emphasizing this point within the Limitations section of the study is crucial.
    ResponseWe acknowledge the importance of accurate diagnosis and would like to clarify that in all cases, the diagnosis was established through thorough pathological examination rather than relying solely on clinical diagnosis. We appreciate your suggestion to address potential biases, and as a result, we have incorporated it into the limitations section to ensure transparency and acknowledge this aspect.
     
  5. To summarize, although the study offers intriguing findings regarding the efficacy of 5-FU in cholesteatoma treatment, it is important to exercise prudence in interpreting the results, considering the limited sample size, absence of a comparison group, and potential for bias. It is crucial to address these concerns adequately. If these issues are inherent limitations of the current research, they should be explicitly mentioned in the study's Limitations section, highlighting the need for future studies to address these limitations and provide a more comprehensive analysis of the treatment's effectiveness.
    ResponseWe have taken note of your suggestion and have revised the text to provide explicit clarification. Please find the updated statement below: While our case series study involved a limited number of cases, it is imperative to investigate the recurrence of cholesteatoma under identical conditions, comparing cases where 5-FU was applied to those where debris removal was performed without 5-FU application. This comparison, which we have highlighted on page 9, would shed further light on the efficacy of 5-FU in preventing cholesteatoma recurrence. By incorporating your suggestion, we have emphasized the need for future research to examine the specific scenario mentioned, allowing for a comprehensive evaluation of the impact of 5-FU application on cholesteatoma recurrence.

Editorial Comments

  1. It is essential to include a reference to Takahashi's efficacy criteria in the Methods section since it enhances transparency and acknowledges the contributions of previous researchers. Such appropriate citations strengthen the research's validity and reliability.
    ResponseIn line with your valuable suggestion, we have included a reference to Takahashi's efficacy criteria in the Methods section of the manuscript. This addition aims to enhance transparency, acknowledge the contributions of previous researchers, and strengthen the overall validity and reliability of our research. By incorporating appropriate citations, we ensure that the methodology is built upon established standards and aligns with the existing body of knowledge in the field.
     
  2. It is advisable to incorporate a Conclusions section into your research as it presents a subjective summary of the study's findings, implications, and recommendations for future research. Nevertheless, to strengthen the credibility of the research, it is crucial to ensure that the conclusions are based on the data and refrain from making unsupported claims.
    ResponseIn response to the valuable suggestion, we have diligently incorporated a conclusions section into the manuscript. This addition serves to succinctly summarize the primary findings and implications of the study, thereby ensuring that readers gain a comprehensive understanding of the research outcomes. By including a well-structured conclusions section, we aim to effectively communicate the significance and potential impact of the study in a professional and concise manner.
     
  3. The credentials of each author should be indicated, such as their MD or PhD.
    ResponseIn accordance with your guidance, I have proactively incorporated the titles "MD, PhD" and "DDS, PhD" within the Step 2: Authors section. Additionally, I have diligently ensured the proper inclusion of these titles on the cover page, enhancing the comprehensive presentation of the authors' esteemed credentials.
     
  4. To ensure the accuracy of the results, the authors must provide a clear definition of the inclusion and exclusion criteria for patient selection.
    ResponseIn accordance with your valuable suggestion, we have provided a clear and concise definition of the inclusion and exclusion criteria for patient selection. The revised statement is as follows: This case series study was conducted at the Department of Otolaryngology - Head and Neck Surgery in Nihon University Matsudo Hospital. The study included a comprehensive evaluation of 15 ears from 14 patients who sought treatment for cholesteatoma between November 2007 and November 2020. To ensure the selection of appropriate candidates for this investigation, specific criteria were employed. Specifically, patients included in this study exhibited cholesteatoma localized within the external auditory canal, attic portion, or previously operated mastoid cavity. By focusing on individuals eligible for treatment at the ambulatory service center, this study adopts a practical approach. Additionally, the utilization of computed tomography examinations played a pivotal role in assessing the extent of cholesteatoma and identifying accompanying bone erosion. By revising the passage, we have provided a more explicit and detailed description of the inclusion and exclusion criteria employed in patient selection. This enhances the transparency and clarity of the study methodology, thus strengthening the validity and reliability of the research.
     
  5. The authors failed to specify the statistical methods employed in the study. It is of the utmost importance that all statistical methods are thoroughly explained to ensure the validity and reliability of the findings.
    ResponseAs this study was purely descriptive and observational in nature, statistical analyses were not performed. To ensure clarity and transparency in the methods, we have taken extra care to emphasize the descriptive nature of the study and the absence of statistical analyses.
     
  6. It is recommended that the authors disclose whether Institutional Review Board (IRB) review was required for the study.
    ResponseEven though our institution doesn't conduct an Institutional Review Board (IRB) review for our case series study, it's vital to underscore that the study conforms to the ethical principles laid out in the 1964 Helsinki Declaration and its later amendments, as well as any other corresponding ethical standards. These ethical norms provide an extensive blueprint for incorporating human subjects in research, thereby ensuring the study's execution is ethical and accountable. The investigators have exercised the utmost care to ensure complete adherence to these ethical rules and guidelines, with a focus on safeguarding participants' welfare and confidentiality throughout the study.
     
  7. It is crucial for authors to clearly state the study design, including whether it is a retrospective or prospective cohort study, in the Methods section of a research study.
    ResponseThis research involves conducting a detailed review and qualitative analysis of a series of case studies in a retrospective manner.
     

Round 2

Reviewer 1 Comments

The authors demonstrate their commitment to their research and expertise by thoroughly addressing initial concerns. They effectively elucidate every aspect of the issue in a detailed manner, leading to a more convincing and extensive exploration of the research topic. The manuscript has undergone significant enhancement, reflecting the authors' scrupulousness and precision. I believe that the revised manuscript will pique the curiosity of researchers and scholars and make a substantial contribution to the field. It is praiseworthy that the authors managed to integrate feedback and refine the manuscript's organization and substance. Considering this, I endorse the publication of the revised manuscript in its current form.
ResponseI would like to extend my deepest gratitude towards you. Your comments have been enlightening and they indeed fuel our motivation for future research endeavors.

Reviewer 2 Comments

In the revised manuscript, the authors exhibit an outstanding degree of dedication and proficiency, addressing initial concerns effectively. Their exhaustive and detailed explanations resolve previously raised issues and lead to a more in-depth examination of the research topic. This revised version is poised to capture the attention of researchers and scholars, thus making a significant contribution to the field. Given the exceptional research prowess demonstrated in the revised manuscript, it warrants publication in the form in which it stands. I would like to make one last recommendation regarding the citation of References 12 and 13 within the Discussion section. In this section, the authors state, "In our patient population, most ears were localized in the EAC upon CT examination. Two ears of postoperative cholesteatoma exhibited a deficit of EAC involving the cells in the mastoid bone [12]. However, the CT feature of cholesteatoma in the EAC is depicted only as soft tissue mass, which cannot distinguish cholesteatoma from granulation [13]." The inclusion of references 12 and 13 in this section appears unrelated to the study's findings, as they are connected to different studies conducted by separate teams. As the primary purpose of this section is to report the study's outcomes, it would be beneficial for the authors to provide further clarification regarding their decision to reference these sources. Doing so will aid readers in understanding the rationale behind their inclusion and reduce any potential confusion or misinterpretation of the study's results.
ResponseI want to convey my deepest thanks for your perceptive feedback. Your comments have been instrumental in guiding our journey and they indeed provide a substantial impetus for our upcoming research work. Adhering to your noteworthy advice, we have excised sections that could potentially cause misunderstanding among the readers.

Editor’s Comments

  1. Great efforts have been made to revise the manuscript, yet some minor aspects still require attention before publication. These suggested improvements are intended to ensure that the research findings are presented in the most effective manner and that the significance of the findings is fully understood. With further attention to detail, the authors can refine the manuscript to produce a polished and impactful final version.
    ResponseWe would like to express our gratitude for your review, and we have revised the manuscript based on your valuable and perceptive comments.
     
  2. The study's methodology poses significant concerns regarding the determination of patient eligibility for ambulatory care services, with uncertainties surrounding the role of the otolaryngologist in this regard. It is not clear whether a single otolaryngologist was responsible for assessing patient eligibility, or whether multiple otolaryngologists employed consistent criteria in their decision-making. The lack of clarity regarding this issue could potentially lead to bias in the study results. As such, it is imperative to clarify whether this ambiguity is an oversight in defining inclusion criteria or a study limitation. Additionally, any potential biases that may have affected patient selection for the study should be acknowledged. Addressing these concerns will ensure transparency and rigor in the study, eliminating any misconceptions or misinterpretations of the findings.
    ResponseIn this study, a sole otolaryngologist undertook the dual role of diagnosing and treating patients. The diagnostic process exclusively relied on pathological examination, resulting in a heightened objectivity in the evaluation of diagnoses. Subsequently, treatment decisions were based on the patients' condition after debris removal, without any apparent indications for surgical intervention. While the possibility of surgical treatment was considered, none of the patients demonstrated a desire for such procedures.
     
  3. It has been observed that there is an inconsistency between the authors' assertions and the outcome section concerning the removal of participants with middle ear involvement in imaging examinations. Although the authors stated that these patients were omitted from the research, the results section indicated that some individuals had involvement in the attic and mastoid regions, which are crucial components of the middle ear. To guarantee precision and thoroughness in the research methodology, resolving this matter is of utmost importance.
    ResponseWe appreciate your observation, and we have taken the necessary steps to address it. The specific section you referenced on page 5 has been removed. To provide further clarity, our study exclusively encompassed cases of cholesteatoma located within the epitympanic area, accessible through the external auditory canal.
     
  4. Although the manuscript's abstract includes a Conclusions segment, the main text does not have a distinct Conclusion section. I recommend that the authors contemplate incorporating a conclusion section into their manuscript, where they can underscore the implications of their research outcomes for individuals who are unable to undergo surgical procedures due to age-related risks or geographical constraints. Patients who are not eligible or are hesitant to undergo surgical procedures frequently belong to susceptible groups, such as the elderly and those living in isolated regions with restricted access to specialized healthcare facilities. These patients might encounter difficulties in accessing advanced cholesteatoma surgeries, which can pose considerable threats to their well-being. The inclusion of a dedicated conclusion section that highlights the importance of the research outcomes for at-risk patient populations could significantly bolster the authors' work's impact in the cholesteatoma treatment domain. For instance, consider the following example: The research uncovers that topical 5-FU cream might offer considerable advantages for susceptible groups, such as older adults and people living in distant areas with restricted access to specialized healthcare services. The results indicate that this therapy approach could supply a cost-efficient and attainable treatment choice, possibly lessening the strain on healthcare systems and resources. Nevertheless, additional studies are crucial to ascertain the enduring safety and effectiveness of 5-FU topical cream in addressing cholesteatoma and to identify the optimal criteria for patient selection.
    ResponseWe acknowledge and appreciate your input. In response to your feedback, we have included a conclusion section to provide a comprehensive summary of our study's findings. Additionally, we have made the necessary adjustments to the conclusion section in the abstract, aligning it with your suggestion. Thank you for contributing to the improvement of our work.
     
  5. The two cases discussed in the content are vital to the study outcomes and warrant explicit emphasis in the Results section. It is also crucial to specify the timeframe for Figures 1c and 2c, which illustrate the post-treatment outcomes. The authors must indicate the duration between the treatment and when these photographs were taken. This information is of immense value, as it can provide insights into the treatment duration required to achieve optimal outcomes. Incorporating this data into the study's findings can provide readers with essential insights into the efficacy of the treatment approach. Here is an example to consider: In this study, we present two cases of successful treatment of cholesteatoma with 5-FU topical cream. Case 1 involved a 72-year-old female patient with a history of right otalgia. Examination revealed debris tissue in the ear canal (Figure 1A), and a CT scan showed no bone erosion of the external auditory canal or mastoid bone. The tympanic membrane and middle ear were intact, leading to a diagnosis of EAC cholesteatoma (Figure 1B). The patient was treated with 5-FU topical cream, resulting in the successful removal of the cholesteatoma without recurrence (Figure 1C). Case 2 involved an 82-year-old female patient with hearing loss in both ears. Examination revealed debris tissue in the operated area of the right ear (Figure 2A), and a CT scan showed a soft tissue image in the operated mastoid cavity (Figure 2B). Treatment with 5-FU topical cream resulted in successful removal of the cholesteatoma without recurrence (Figure 2C).
    ResponseWe sincerely appreciate your observation and feedback. In light of your suggestion, we have made the necessary revisions to the figure section, ensuring its accuracy and alignment with the provided guidance. Thank you for bringing this to our attention and assisting us in improving the quality of our work.

Niwa H, Utsunomiya T, Kuyama Y, Makiyama Y. A novel strategy for conservative management of external auditory canal cholesteatoma: Employing 5-fluorouracil in ambulatory care for select patients. Arch Otorhinolaryngol Head Neck Surg. 2023;7(1):4. https://doi.org/10.24983/scitemed.aohns.2022.00172